Baron Capital Management, Inc. is a large advisory firm based in New York. It manages $1.81 billion of regulatory assets for 79 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Baron Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Baron Capital Management, Inc. is $1.81 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 142% since the beginning of its operation, and $475.46 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Baron Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to charitable organizations, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Anita Marie Nagler is pension and profit sharing plans with 7 clients and $1.1 billion of assets under management. Among the 9 most similar advisory firms, Baron Capital Management has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $1.47 billion for 35 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 26% of the firm’s clients are foreign persons or businesses.
Baron Capital Management also advises several private funds. Namely, four other private funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $5,000,000.
The company employs 163 people that are either part- or full-time employees. 23 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Anita Marie Nagler has been acting as President since 1 Feb 2008. Louis Barrett Beasley joined the executive team most recently as the Chief Compliance Officer.
The principal office where Baron Capital Management, Inc. performs its advisory services is located at 767 Fifth Avenue, New York, NY 10153 0023, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-583-2000. The normal business hours are mon-fri 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at baronfunds.com.