Sfg Investment Advisors, Inc. is a large advisory firm based in Doylestown. It manages $211.5 million of regulatory assets for 563 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of New Jersey, Pennsylvania, and Texas.
Sfg Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and financial education. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sfg Investment Advisors, Inc. is $211.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sfg Investment Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Kelly Jay Groff is high net worth individuals with 59 clients and $192.59 million of assets under management. Among the 9 most similar advisory firms, Sfg Investment Advisors has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $211.5 million for 105 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sfg Investment Advisors doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Kelly Jay Groff has been acting as President since 1 Apr 2006. Alison Wall Kerber joined the executive team most recently as the Shareholder.
The principal office where Sfg Investment Advisors, Inc. performs its advisory services is located at 3655 Route 202, Suite 140, Doylestown, PA 18902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 215-345-5601 or by fax 215-345-5621. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sfgadvisors.com.