Lampe, Conway & Co. LLC is a mid-sized advisory firm based in New York. It manages $73.5 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.
Lampe, Conway & provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Lampe, Conway & Co. LLC is $73.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -90% since the beginning of its operation, and $33 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Lampe, Conway & Co. LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Lampe, Conway & is high net worth individuals with 0 clients and $6 million of assets under management. Among the 3 most similar advisory firms, Lampe, Conway & has the lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $6 million for 0 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 50% of the firm’s clients are foreign persons or businesses.
Lampe, Conway & also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.
The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Lampe, Conway & Co. LLC performs its advisory services is located at 680 Fifth Avenue Suite 1202, New York, NY 10019 5429, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-581-8989 or by fax 212-581-8999. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at lampeconway.com.