Pantheon Ventures Inc. (San Francisco)


Pantheon Ventures Inc. is a related adviser based in San Francisco. It manages $12 of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Pantheon Ventures provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pantheon Ventures: assets under management

The assets under management (AUM) of Pantheon Ventures Inc. is $12, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12 in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.09 each.
Pantheon Ventures has custody of $1.89 billion in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pantheon Ventures Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rudy Emilio Scarpa serves?

The only and largest group of clients of Rudy Emilio Scarpa is pooled investment vehicles with 11 clients and $12 of assets under management. Among the 3 most similar advisory firms, Pantheon Ventures has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $12 for 11 clients. None of the firm’s clients are foreign persons or businesses.

Pantheon Ventures doesn't advise any private funds.

Careers at Pantheon Ventures Inc.

The company employs 1 person that is either a part- or full-time employee. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Rudy Emilio Scarpa has been acting as President since 1 Jul 2011. Amg New York Holdings Corp. joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Brian Braman Director and president 1 Nov 1987 Other 4391739
John Jay Pierrepont Director 1 Apr 1988 Other 4391740
Ian George Deas Director and chief financial officer 1 Jan 1994 Other 4391741
Rhoderick Martin Swire Director 1 Apr 1998 Other 4393331
Gary Edwards Hiatt Director 1 Apr 2000 Other 839357
Frank Russell Company Shareholder 1 Mar 2004 75% - 100% 91-1175091
Harold Frederick Strong Treasurer 1 Jul 2004 Other 1007320
Lily L. Wong Chief compliance officer 1 Oct 2004 Other 4932034
Susan Long Mcandrews Director, president and secretary 1 Feb 2007 Other 1995126
Jeffrey Eugene Ganung Director and chief financial officer 1 Feb 2007 Other 2468264
Francis Sean Ryan Treasurer 1 Jun 2008 Other 4118746
Jack S Bryan Treasurer 1 Jul 2008 Other 4479367
Francis Sean Ryan Chief financial officer 1 Jan 2009 Other 4118746
Amg London Holdings Corp. Shareholder 1 Jun 2010 75% - 100% 27-2025959
Stephen Michael Scarff Chief financial officer and treasurer 1 Jun 2010 Other 5796765
Rudy Emilio Scarpa Director 1 Jul 2011 Other 2818369
Dennis Patrick Mccrary Director 1 Jul 2011 Other 4538339
Robert Henry Charles Amis Chief financial oficer and treasurer 1 Jul 2011 Other 5972007
Kevin Karl Albert Director 1 Jun 2012 Other 2394872
Lois Jean Towers Chief compliance officer 1 Jul 2012 Other 1054396
Matt Garfunkle Director 1 Jun 2013 Other 6318313
Kara Zanger Chief legal officer 1 Sep 2013 Other 5047763
Kara Zanger Chief compliance officer 1 Feb 2014 Other 5047763
Kevin John Power Chief compliance officer 1 Jul 2014 Other 4949359
Robin John Bailey Chief financial officer and treasurer 1 Jan 2016 Other 6468464
Amg New York Holdings Corp. Shareholder 1 Dec 2016 75% - 100% 04-3546127

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Northwestern Mutual Life Insurance Company Corporate parent 1 Jan 1999 75% - 100% 39-0509570
Inc. Affiliated Managers Group Corporate parent 1 Dec 2000 75% - 100% 04-3218510
Inc. Affiliated Managers Group Corporate parent 1 Jun 2010 75% - 100% 04-3218510

Based in San Francisco

The principal office where Pantheon Ventures Inc. performs its advisory services is located at 600 Montgomery Street, San Francisco, CA 94111, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-249-6200 or by fax 415-249-6299. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at pantheon.com.