Wells Fargo Bank, N.A. (N/A)


Wells Fargo Bank, N.A. is a large advisory firm based in N/A. It manages $10.08 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012.

Wells Fargo Bank, N.A provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wells Fargo Bank, N.A: assets under management

The assets under management (AUM) of Wells Fargo Bank, N.A. is $10.08 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2015% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.08 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.36 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wells Fargo Bank, N.A. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wells Fargo Bank, N.A serves?

The only and largest group of clients of Wells Fargo Bank, N.A is investment companies with 3 clients and $10.08 billion of assets under management. Among the 8 most similar advisory firms, Wells Fargo Bank, N.A has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $10.08 billion for 3 clients. None of the firm’s clients are foreign persons or businesses.

Wells Fargo Bank, N.A doesn't advise any private funds.

Careers at Wells Fargo Bank, N.A.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Francis Jon Baranko has served as the Chief Investment Officer since 1 Jul 2012. Daniel James Mavico joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Wells Fargo & Company Direct parent company of wells fargo bank, n.a. 1 Nov 1998 25% - 50% 41-0449260
Wfc Holdings Corporation Direct parent company of wells fargo bank, n.a 1 Nov 1998 50% - 75% 41-1921346
Inc Ibid Direct parent company of wells fargo bank, n.a. 1 Nov 1998 Other 54-0331464
Wfc Holdings Llc Direct parent company of wells fargo bank, n.a 1 Nov 1998 75% - 100% 41-1921346
Francis Jon Baranko Chief investment officer 1 Jul 2012 Other 2299814
Anthony Lt Cragg Vice president and managing director 1 Jul 2012 Other 2383155
Mai Shiver Chief compliance officer 1 Jul 2012 Other 5035639
Karen Lee Norton Chief operations officer 1 Oct 2014 Other 5124794
Karen Norton Chief compliance officer 1 Oct 2014 Other 5124794
Siobhan Connolly Foy Chief compliance officer 1 Dec 2014 Other 6431171
Siobhan C Foy Chief compliance officer 1 Dec 2014 Other 6431171
Daniel James Mavico Chief compliance officer 1 Mar 2019 Other 6049245

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Wells Fargo & Co Shareholder 1 Sep 1998 75% - 100% 41-0449260
Wfc Holdings Corporation Shareholder 1 Sep 1998 75% - 100% 41-1921346

Based in N/A

The principal office where Wells Fargo Bank, N.A. performs its advisory services is located at 80 Raffles Place, #26 20/21, N/A, 048624, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 65 63956928. The normal business hours are 8am to 5pm on Monday - Friday.