Schroeder, Braxton & Vogt Inc. is a large advisory firm based in Amherst. It manages $261.07 million of regulatory assets for 514 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Colorado, Florida, and 10 other states.
Schroeder, Braxton & Vogt provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Schroeder, Braxton & Vogt Inc. is $261.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 236% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Schroeder, Braxton & Vogt Inc. for their services and products based on a percentage of assets under management, hourly charges, subscription fees, and fixed fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Rosanne Marie Braxton has been acting as President since 1 Jul 2008. Michael Clark Heburn joined the executive team most recently as the Chief Operating Officer/Chief Compliance Officer.
The principal office where Schroeder, Braxton & Vogt Inc. performs its advisory services is located at 1412 Sweet Home Road, Amherst, NY 14228, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 716-634-6113 or by fax 716-810-9445. The normal business hours are 8:30a.m.- 5p.m. on Monday - Friday. You can find more information about the New York firm at sbvfinancial.com.