Sterne Agee Investment Advisor Services, Inc. (Birmingham)

Sterne Agee Investment Advisor Services, Inc. is a large advisory firm based in Birmingham. It manages $1.1 billion of regulatory assets for 6,141 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 41 other states.

Sterne Agee Investment Advisor Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, market timing services, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterne Agee Investment Advisor Services: assets under management

The assets under management (AUM) of Sterne Agee Investment Advisor Services, Inc. is $1.1 billion. The firm's AUM has grown by 138% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $484.1 million in discretionary accounts and $617.69 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $155.81 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $203.59 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sterne Agee Investment Advisor Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sterne Agee Investment Advisor Services, Inc.

William John Dunaway has been acting as President since 1 Aug 2016. Patricia Marie Harrod joined the executive team most recently as the Director.

Direct owners and executive officers

Based in Birmingham

The principal office where Sterne Agee Investment Advisor Services, Inc. performs its advisory services is located at 2 Perimeter Park South, Birmingham, AL 35243, which is also the mailing address of the firm. An additional office of the firm is in Garfield Heights, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 205-414-3367 or by fax 205-949-3502. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at wrpinvestments.com.

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