Bruce G. Allen Investments, LLC is a large advisory firm based in Denver. It manages $147.56 million of regulatory assets for 552 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Colorado, Nebraska, and Texas.
Bruce G. Allen Investments provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Bruce G. Allen Investments, LLC is $147.56 million. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Bruce G. Allen Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Bruce G. Allen Investments is high net worth individuals with 59 clients and $113.9 million of assets under management. Among the 7 most similar advisory firms, Bruce G. Allen Investments has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $145.51 million for 163 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Bruce G. Allen Investments doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Bruce G. Allen Investments, LLC performs its advisory services is located at 370 17 Th Street, Denver, CO 80202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (303) 592-5535. The normal business hours are 7:30am to 4:30pm on Monday - Friday. You can find more information about the New York firm at brucegalleninvestments.com.