Fidelity Investments Japan Ltd (Tokyo)

Name: Fidelity Investments Japan Ltd
Address: Shiroyama Trust Tower, Tokyo, 105 6019
Telephone: 00813-4560-5000

Fidelity Investments Japan Ltd is a large advisory firm based in Tokyo. It manages $44.19 billion of regulatory assets for 148 client accounts. It has been registered with the SEC as an adviser since 2001.

Fidelity Investments Japan provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fidelity Investments Japan: assets under management

The assets under management (AUM) of Fidelity Investments Japan Ltd is $44.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 101% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $44.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $298.59 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Fidelity Investments Japan Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fidelity Investments Japan Ltd

Simon Mark Haslam has been acting as President since 1 Jan 1997. Robert Hunt Auld has served as the Chief Investment Officer since 1 Jun 1999. Masaya Shikama joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fidelity International Limited	Shareholder	1 Nov 1986	75% - 100%	foreign
Edward Crosby Johnson	Chairman, representative director	1 Nov 1986	Other	1367269
Yauo Kuramoto	Vice chairman, representative director	1 Nov 1986	Other	4386616
Yasuo Kuramoto	Vice chairman, representative director	1 Nov 1986	Other	4386616
Noboru Kawai	Director	1 Nov 1989	Other	4386562
Billy Wade Wilder	President and representative director	1 Sep 1995	Other	4391896
Hiroshi Yamashita	Senior managing director	1 Sep 1995	Other	4386671
Yasuo Kuramoto	Vice chairman, representative director	1 Nov 1996	Other	4386616
Simon Mark Haslam	Director	1 Jan 1997	Other	4386441
Tetsuzo Nishimura	Director	1 Sep 1997	Other	4386668
Takeshi Okazaki	Director	1 Jan 1999	Other	4386669
Robert Hunt Auld	Chief investment officer	1 Jun 1999	Other	1956742
Yoshito Hirata	Chief legal officer	1 Jul 2000	Other	4386551
Sumio Kuriaki	Chief compliance officer	1 Jul 2000	Other	874766
Jun Kadoda	Director	1 Sep 2000	Other	4444417
Peter Frederick Phillips	Chief investment officer	1 Jun 2001	Other	4388846
Masato Yukawa	Director	1 Jun 2001	Other	4444422
Raymond Peers	Chief operating officer	1 May 2002	Other	4593151
Jonathan Spencer Andrew O'brien	Chief financial officer	1 Mar 2004	Other	4828600
Fidelity Japan Holdings Kk	Shareholder	1 Oct 2004	75% - 100%	foreign
Barbara Ann Stock	Chief compliance officer	1 Feb 2005	Other	4702921
David James Holland	Director	1 Jun 2005	Other	4593153
Yoshishige Saigusa	Executive officer	1 Jun 2005	Other	5020088
Thomas Emile Johann Balk	Director and representative officer	1 Dec 2005	Other	5160459
Julie Greenall Ota	Chief legal officer	1 Apr 2006	Other	5224326
Christopher Coombe	Director	1 Jun 2006	Other	4360634
John Ford	Director, cio and executive officer	1 Jul 2006	Other	4386240
Gifford Kodo Nakajima	Executive officer	1 Mar 2007	Other	5417204
Charles Berenger Gregory Giffard	Director	1 Apr 2008	Other	5600514
Masaya Shikama	Chief operating officer	1 Jun 2008	Other	5600512

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Pandanus Partners	Shareholder (class b common)	1 Sep 1990	25% - 50%	75-2347466
Inc. Pandanus Associates	General partner	1 Sep 1990	Other	75-2349783
Edward Crosby Johnson	Shareholder	1 Sep 1990	25% - 50%	1367269
Edward Crosby Johnson 3d Trust No. 2 U/I Of Elsie L. Johnson Dated 12/30/64 (F/B/O Edward C. Johnson 3d)	Shareholder	1 Sep 1990	25% - 50%	04-6454764
Brown Brothers Harriman Trust Co. Of Texas	Trustee	1 Sep 1990	25% - 50%	13-4973745
Edward C. Johnson 3d Trust No. 2	Limited partner	1 Sep 1990	25% - 50%	04-6454764
Fideilty International Limited	Shareholder	1 Oct 2004	75% - 100%	foreign
Fil Limited	Shareholder	1 Oct 2004	75% - 100%	foreign

Based in Tokyo

The principal office where Fidelity Investments Japan Ltd performs its advisory services is located at Shiroyama Trust Tower, Tokyo, 105 6019, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00813-4560-5000 or by fax 441-2925282. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at fidelity.co.jp.