Financial Management Network Inc (Mission Viejo)


Financial Management Network Inc is a large advisory firm based in Mission Viejo. It manages $695.83 million of regulatory assets for 864 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 11 other states.

Financial Management Network provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Management Network: assets under management

The assets under management (AUM) of Financial Management Network Inc is $695.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 427% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $695.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $805.36 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 78% of the total AUM. The second-largest asset type is exchange traded securities, which make up 12% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Management Network Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matthew Scott Merwin serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Matthew Scott Merwin is high net worth individuals with 68 clients and $388.95 million of assets under management. Among the 9 most similar advisory firms, Financial Management Network has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $695.83 million for 864 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Financial Management Network doesn't advise any private funds.

Careers at Financial Management Network Inc

The company employs 20 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 19 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Matthew Scott Merwin has been acting as President since 1 Nov 1991. 2001 Merwin Family Trust Dated April 5 joined the executive team most recently as the Trust.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Matthew Scott Merwin President/chief compliance officer 1 Nov 1991 Other 1142898
Kathy Jane Merwin Trustee 1 Apr 2001 Other 4434432
Fmn Esop Utd 09/22/2006 Trust 1 Mar 2008 Other 74-3190099
Jeffrey George Merwin Chief compliance officer 1 Jul 2016 Other 5165996
2001 Merwin Family Trust Dated April 5 Trust 1 Apr 2201 75% - 100% 56-9310484

Based in Mission Viejo

The principal office where Financial Management Network Inc performs its advisory services is located at 26041 Acero, Mission Viejo, CA 92691, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-455-0300 or by fax 949-716-7413. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at fmncc.com.