Bernzott Capital Advisors is a large advisory firm based in Camarillo. It manages $793.78 million of regulatory assets for 657 client accounts. It has been registered with the SEC as an adviser since 2000 and has operated in the jurisdictions of California, Massachusetts, Texas, and Virginia.
Bernzott Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Bernzott Capital Advisors is $793.78 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2340% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Bernzott Capital Advisors for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Peter Frank Banks is high net worth individuals with 100 clients and $200.36 million of assets under management. Among the 11 most similar advisory firms, Bernzott Capital Advisors has the 5th lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $793.78 million for 360 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Bernzott Capital Advisors doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Bernzott Capital Advisors is owned by Marilyn S. Bernzott. Peter Frank Banks has been acting as President since 1 Sep 1997. Thomas Anthony Derse joined the executive team most recently as the President & Chief Financial Officer.
The principal office where Bernzott Capital Advisors performs its advisory services is located at 888 W. Ventura Blvd., Suite B, Camarillo, CA 93010 8383, which is also the mailing address of the firm. An additional office of the firm is in Hingham, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 805-389-9445 or by fax 805-389-9456. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at bernzott.com.