Bazis & Young Investment Group LLC is a large advisory firm based in Omaha. It manages $127.71 million of regulatory assets for 465 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Florida, Illinois, Iowa, and 4 other states.
Bazis & Young Investment Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Bazis & Young Investment Group LLC is $127.71 million. The firm's AUM has grown by 352% since the beginning of its operation, and $697.88 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Bazis & Young Investment Group LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Bazis & Young Investment Group is high net worth individuals with 69 clients and $103.94 million of assets under management. Among the 11 most similar advisory firms, Bazis & Young Investment Group has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $127.71 million for 182 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Bazis & Young Investment Group doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Bazis & Young Investment Group LLC performs its advisory services is located at 1065 N. 115 Th St., Omaha, NE 68154, which is also the mailing address of the firm. An additional office of the firm is in Glen Allen, VA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-965-3334 or by fax 402-965-3338. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at bazisyoungwealthmanagementgroup.com.