Euclid Advisors LLC (Hartford)


Euclid Advisors LLC is a related adviser based in Hartford. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Georgia, Illinois, and 3 other states.

Euclid Advisors provides related adviser under rule 203a-2(b). It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Euclid Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Euclid Advisors LLC

Philip Robert Mcloughlin has been acting as President since 1 Mar 1999. James Robert Sena joined the executive team most recently as the Vice President And Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Phoenix/Zweig Advisers Llc Registered investment adviser 1 Mar 1999 75% - 100% 108784
Philip Robert Mcloughlin President 1 Mar 1999 Other 329529
Michael Edward Haylon Executive vice president 1 Mar 1999 Other 1884528
Zweig Advisers Llc Direct owner 1 Mar 1999 75% - 100% 108784
Carlton Bryan Neel Senior vice president 1 Jan 2000 Other 2714471
Nancy Jean Engberg Vice president 1 Jan 2000 Other 2952960
William Ralph Moyer Vice president & cfo 1 Jan 2000 Other 2137127
John Ray Riddle Senior vice president 1 Jul 2002 Other 2733584
Geoffrey Todd Gervasini Senior vice president 1 Jul 2002 Other 2443483
Carlton Bryan Neel Senior vice president 1 May 2003 Other 2714471
David C Dickerson Senior vice president 1 Nov 2003 Other 2443212
Glenn H Pease Vice president, finance and treasurer 1 Nov 2003 Other 4363107
Daniel Theodore Geraci President 1 Nov 2003 Other 708541
John Henry Beers Vice president and secretary 1 Dec 2003 Other 3255701
Marc Baltuch Compliance officer 1 Oct 2004 Other 1982582
George Robert Aylward President and chairman 1 Nov 2006 Other 4932163
George R. Aylward Executive vice president 1 Nov 2006 Other 4932163
David G Hanley Vice president and treasurer 1 Nov 2007 Other 5455435
Kevin John Carr Vice president and secretary 1 Nov 2008 Other 2483633
David George Hanley Vice president and assistant treasurer 1 Jun 2009 Other 5455435
Michael Aaron Angerthal Executive vice president and treasurer 1 Jun 2009 Other 5632934
Carlton Bryan Neel Executive vice president 1 Jun 2009 Other 2714471
David C Dickerson First vice president 1 Jun 2009 Other 2443212
David G Hanley Vice president and assistant treasurer 1 Jun 2009 Other 5455435
Michael A Angerthal Executive vice president and treasurer 1 Jun 2009 Other 5632934
Inc. Virtus Partners Sole member 1 Oct 2010 75% - 100% 95-4191764
Inc. Virus Partners Direct owner 1 Oct 2010 75% - 100% 95-4191764
Carlton Bryan Neel Senior managing director 1 Aug 2011 Other 2714471
David Carleton Dickerson Managing director 1 Aug 2011 Other 2443212
Kevin John Carr Senior vice president and secretary 1 Aug 2011 Other 2483633
David Elliot Fusco Vice president, compliance 1 Aug 2011 Other 2476566
Mark Stephen Flynn Executive vice president, general counsel and assistant secretary 1 Aug 2011 Other 5941225
Amy L (Mi Only) Robinson Managing director 1 Aug 2011 Other 725343
Francis George Waltman Executive vice president 1 Aug 2011 Other 1778566
Mark S Flynn Executive vice president and general counsel 1 Aug 2011 Other 5941225
David C Dickerson Managing director 1 Aug 2011 Other 2443212
Amy L Robinson Managing director 1 Aug 2011 Other 725343
Frederick Andrew Brimberg Senior managing director 1 Nov 2012 Other 872566
John Luther Creswell Senior managing director 1 Nov 2012 Other 2943302
Timothy John Branigan Vice president and chief compliance officer 1 Mar 2013 Other 5980557
Yvonne I (Mi Only) Pytlik Corporate head of compliance 1 Jun 2013 Other 4337433
Yvonne I Pytlik Corporate head of compliance 1 Jun 2013 Other 4337433
James Robert Sena Vice president and chief compliance officer 1 Apr 2015 Other 2735258

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Phoenix Home Life Mutual Insurance Co. Indirect shareholder 1 Mar 1999 75% - 100% 06-0483340
Inc. Pm Holdings Indirect shareholder 1 Mar 1999 75% - 100% 06-1056486
Ltd. Phoenix Investment Partners Indirect shareholder 1 Mar 1999 75% - 100% 107481
Inc. (Fka Phoenix Investment Partners Ltd.) Virtus Investment Partners Indirect shareholder 1 Mar 1999 75% - 100% 95-4191764
Inc. (Fka Phoenix Investment Partners Ltd.) Virtus Partners Indirect shareholder 1 Mar 1999 75% - 100% 95-4191764
Inc. The Phoenix Companies Parent company 1 Jun 2001 75% - 100% 06-1599088
Inc Phoenix Investment Management Company Indirect shareholder 1 Jun 2001 75% - 100% 06-1605029
Inc. Virtus Investment Partners Shareholder 1 Nov 2008 75% - 100% 26-3962811

Based in Hartford

The principal office where Euclid Advisors LLC performs its advisory services is located at 100 Pearl Street, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-248-7971 or by fax 860-241-1024. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at virtus.com.