Swvp Fund Xv Gp, LLC (San Diego)

Name: Swvp Fund Xv Gp, LLC
Address: 12770 El Camino Real, San Diego, CA, 92130 2008
Telephone: 858-480-2900

Swvp Fund Xv Gp, LLC is a related adviser based in San Diego. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of California.

Swvp Fund Xv Gp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swvp Fund Xv Gp has custody of $173.68 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swvp Fund Xv Gp, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Swvp Fund Xv Gp serves?

The only and largest group of clients of Swvp Fund Xv Gp is pooled investment vehicles with 1 clients and $0 of assets under management. Among the 7 most similar advisory firms, Swvp Fund Xv Gp has the highest percentage of pooled investment vehicles out of all clients.

None of the firm’s clients are foreign persons or businesses.

Swvp Fund Xv Gp doesn't advise any private funds.

Careers at Swvp Fund Xv Gp, LLC

The company employs 33 people that are either part- or full-time employees. 6 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arcadia Capital Partners Llc	Member and manager	1 Feb 2010	Other	27-1210314
Southwest Value Partners	Member and manager	1 Feb 2010	75% - 100%	161582
Mark Aaron Schlossberg	Authorized representative	1 Feb 2010	Other	6030119
Cary Mack	Authorized representative	1 Feb 2010	Other	1768188
Cary P Mack	Authorized representative	1 Feb 2010	Other	1768188
Susanne Denise Fota	Controller	1 Feb 2012	Other	6030122
Maria Elizabeth Bonacci	Chief compliance officer	1 Jan 2018	Other	6905054
Susanne Denise Fota	Director of administration & financial reporting	1 Jun 2018	Other	6030122
Susanne Denise Fota	Director of administration & financial reporting and chief compliance officer	1 Oct 2018	Other	6030122
Mayra Karina Mariscal	Senior project manager - legal & corporate and chief compliance officer	1 May 2019	Other	7113573

Indirect Owners

The SEC currently registers 15 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Mullard	Trustee	1 Nov 2001	Other	6933523
Mullard Family Living Trust	Member	1 Nov 2001	75% - 100%	xxx-xx-xxxx
Cary Mack	Manager	1 Nov 2006	75% - 100%	1768188
Cary P Mack	Manager	1 Nov 2006	75% - 100%	1768188
James T Nathan	Manager	1 Apr 2009	Other	1510779
Llc Result V	Member	1 May 2009	25% - 50%	20-5925725
Casey Christensen	Manager	1 Jun 2009	Other	6933524
Mlt Properties Llc	Manager	1 Feb 2010	Other	87-0812011
Jimmy T Llc	Member	1 Feb 2010	25% - 50%	80-0399625
Ckc Holdings Llc	Member	1 Feb 2010	25% - 50%	80-0398774
Cary P Mack	Manager	1 Dec 2011	75% - 100%	1768188
Llc Cisp	Member	1 Oct 2012	25% - 50%	80-0870299
Cary Mack	Manager	1 Oct 2012	75% - 100%	1768188
Lp Mas Limited Partners Ii	Member	1 Jan 2014	25% - 50%	46-4620781
Mark Aaron Schlossberg	General partner	1 Jan 2014	Other	6030119

Based in San Diego

The principal office where Swvp Fund Xv Gp, LLC performs its advisory services is located at 12770 El Camino Real, San Diego, CA 92130 2008, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 858-480-2900 or by fax 858-480-2909. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at swvp.com.