Performance Trust Investment Advisors, LLC (Chicago)


Performance Trust Investment Advisors, LLC is a large advisory firm based in Chicago. It manages $985.83 million of regulatory assets for 234 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 12 other states.

Performance Trust Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Performance Trust Investment Advisors: assets under management

The assets under management (AUM) of Performance Trust Investment Advisors, LLC is $985.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 329% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $985.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.21 million each.
Performance Trust Investment Advisors has custody of $415.11 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Performance Trust Investment Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Performance Trust Investment Advisors, LLC

James Howard Matson has been acting as President since 1 Jan 2006. Peter Bernard Cook has served as the Chief Investment Officer since 1 Jan 2009. Ethan Scott Youderian joined the executive team most recently as the Chief Investment Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Floyd Wilding Chief compliance officer 1 Jul 1996 Other 2400287
James Varland Lorentsen Chief financial officer & treasurer 1 Apr 1997 Other 2882871
Richard Scott Berg Ceo 1 Nov 2004 Other 1077170
Philip Mark Nussbaum Chairperson/secretary/senior vice president 1 Nov 2004 Other 2302635
James Howard Matson President/coo 1 Jan 2006 Other 2371439
Llc Pt Financial Member 1 Dec 2006 75% - 100% 20-8098269
Peter Bernard Cook Chief investment officer 1 Jan 2009 Other 1750440
Douglas Robert Rothschild President 1 Aug 2011 Other 5048615
David Kenneth Pritsker Chief financial officer 1 Sep 2012 Other 2604180
Ethan Scott Youderian Chief investment officer 1 May 2013 Other 2522672

Indirect Owners

The SEC currently registers 36 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Roberts Howland Class b member 1 Dec 2006 Other 2195814
Kurt Allen Fritz Class b member 1 Dec 2006 Other 1937119
Craig Stephen Johnson Class b member 1 Dec 2006 Other 2339510
Christopher Joseph Carney Class b member 1 Dec 2006 Other 2506383
Jason Alan Elder Class b member 1 Dec 2006 Other 2440948
James Howard Matson Class b member 1 Dec 2006 Other 2371439
Inc. Ptcp Class a member 1 Dec 2006 50% - 75% 36-3939198
Richard Scott Berg Shareholder 1 Mar 2008 75% - 100% 1077170
Philip Mark Nussbaum Shareholder 1 Mar 2008 Other 2302635
Llc Gideon Management Class a member 1 Mar 2008 25% - 50% 30-0459575
Llc Micah 68 Class a member 1 Mar 2008 Other 32-0230838
Stephen John Sinclair Class c member 1 Mar 2008 Other 4758557
Umrai Singh Gill Class c member 1 Mar 2008 Other 4586445
Andrew John Hixson Class c member 1 Mar 2008 Other 4129176
James Varland Lorentsen Class c member 1 Mar 2008 Other 2882871
David Victor Raphael Class c member 1 Mar 2008 Other 4577246
Douglas Gerard Wilding Class c member 1 Mar 2008 Other 2375210
Brian James Battle Class c member 1 Mar 2008 Other 1602086
Christopher John Jones Class c member 1 Mar 2008 Other 3238925
Mark Philip Bodett Class c member 1 Mar 2008 Other 2624681
David Victor Raphael Class b member 1 Apr 2010 Other 4577246
Douglas Gerard Wilding Class b member 1 Apr 2010 Other 2375210
Bradley Dale Bonga Class c member 1 Dec 2011 Other 2183703
Bruce Andrew Bonga Class c member 1 Dec 2011 Other 3208408
Eric Paul Brown Class c member 1 Dec 2011 Other 4213450
Anthony James Depalo Class c member 1 Dec 2011 Other 4689451
David William Gilbert Class c member 1 Dec 2011 Other 2304091
Paul Scott Kangas Calss c member 1 Dec 2011 Other 1700826
Stephen Leon Roth Class c member 1 Dec 2011 Other 4566062
Chirag Shah Class c member 1 Dec 2011 Other 4838599
Edward Paul Thill Class c member 1 Dec 2011 Other 3197500
Chadwick Kacy Thorson Class c member 1 Dec 2011 Other 2278832
Ryan Whitaker Tillery Class c member 1 Dec 2011 Other 5219405
Jeffrey John Weston Class c member 1 Dec 2011 Other 4414047
David Floyd Wilding Class c member 1 Dec 2011 Other 2400287
Zachary Robert Johnson Class c member 1 Dec 2011 Other 5192352

Based in Chicago

The principal office where Performance Trust Investment Advisors, LLC performs its advisory services is located at 500 W. Madison, Chicago, IL 60661, which is also the mailing address of the firm. An additional office of the firm is in Wheaton, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-521-1000 or by fax 312-521-1215. The normal business hours are 8am-5pm cst on Monday - Friday. You can find more information about the New York firm at www.performancetrust.com.

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