Tokio Marine Asset Management (Usa), Ltd. (New York)


Tokio Marine Asset Management (Usa), Ltd. is a large advisory firm based in New York. It manages $1.27 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012.

Tokio Marine Asset Management (Usa) provides portfolio management for pooled investment vehicles and research and investment consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tokio Marine Asset Management (Usa): assets under management

The assets under management (AUM) of Tokio Marine Asset Management (Usa), Ltd. is $1.27 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1292% since the beginning of its operation, and $127.11 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.27 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $211.86 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tokio Marine Asset Management (Usa), Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tatsuro Yuzawa serves?

The only and largest group of clients of Tatsuro Yuzawa is pooled investment vehicles with 1 clients and $1.27 billion of assets under management. Among the 8 most similar advisory firms, Tokio Marine Asset Management (Usa) has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.27 billion for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Tokio Marine Asset Management (Usa) doesn't advise any private funds.

Careers at Tokio Marine Asset Management (Usa), Ltd.

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Tatsuro Yuzawa has been acting as President since 1 Jul 2012. Takeo Mitsuhashi has served as the Chief Investment Officer since 1 Aug 2010. Kenichi Nmn Hirayama joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ltd. Tokio Marine Asset Management Co. Shareholder 1 Jun 2000 75% - 100% foreign
Hirofumi Kasai Director/chairman 1 Jun 2004 Other 5967851
Kimiya Yoshizawa Director 1 Sep 2005 Other 5967683
Masaari Naito Chief operations officer/chief compliance officer 1 Jun 2006 Other 5967684
Kenji Kodama Director 1 Jul 2008 Other 5967853
Takeo Mitsuhashi Director/chief executive officer/chief investment officer 1 Aug 2010 Other 5967681
Tatsuro Yuzawa Director/chairman 1 Jul 2012 Other 6082140
Satoshi Tazaki Vice president, chief operating officer and compliance officer 1 Aug 2013 Other 6301919
Masaari Naito Vice president and chief compliance officer 1 Jan 2014 Other 5967684
Satoshi Tazaki Vice president, chief operating officer and chief compliance officer 1 Jan 2015 Other 6301919
Akiyoshi Oba Director 1 Feb 2015 Other 6454221
Yuichi Takayama Director 1 Mar 2015 Other 6461317
Yukio Moriya Director 1 Apr 2015 Other 6454226
Charles Yang Director 1 Jul 2016 Other 5171439
Kenichi Nmn Hirayama Director 1 Apr 2018 Other 6934084

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Tokio Marine Holdings Shareholder 1 Apr 2002 75% - 100% foreign
Ltd. Tokio Marine & Nichido Fire Insurance Co. Shareholder 1 Feb 2006 75% - 100% foreign

Based in New York

The principal office where Tokio Marine Asset Management (Usa), Ltd. performs its advisory services is located at 60 East 42 Nd Street, New York, NY 10165, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-476-8290 or by fax 212-661-1282. The normal business hours are 9 am - 5 pm on Monday - Friday.