Liberty Ridge Capital, Inc. (Berwyn)

Name: Liberty Ridge Capital, Inc.
Address: 1205 Westlakes Drive, Berwyn, PA, 19312
Telephone: 610-647-4100

Liberty Ridge Capital, Inc. is a large advisory firm based in Berwyn. It manages $226 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2004.

Liberty Ridge Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Liberty Ridge Capital: assets under management

The assets under management (AUM) of Liberty Ridge Capital, Inc. is $226 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $226 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.11 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Liberty Ridge Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Liberty Ridge Capital, Inc.

Thomas Moynihan Turpin has been acting as President since 1 Nov 2002. Dennis Patrick Chandler joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen M Wellman	Senior vice president, chief administrative officer	1 Apr 1995	Other	2080023
Inc. Old Mutual (Us) Holdings	100% shareholder of pilgrim baxter & associates, ltd.	1 Apr 1995	75% - 100%	04-2714625
Brian Christopher Dillon	Vice president, chief compliance officer	1 Apr 2001	Other	2352372
Michael S Sutton	Senior vice president, chief investment officer	1 Jul 2001	Other	2083084
Thomas Moynihan Turpin	Director	1 Nov 2002	Other	1888979
Kevin Martin Hunt	Director	1 Nov 2002	Other	856081
Scott Francis Powers	Chairman, director	1 Nov 2003	Other	1482612
David John Bullock	Chief executive officer, president and director	1 Nov 2003	Other	704352
John Mark Zerr	Senior vice president, chief operating officer, general counsel, secretary	1 Mar 2004	Other	2792416
Lee Thomas Cummings	Vice president and sales and marketing director	1 Jul 2004	Other	2523271
James Walter Cook	Vice president, director of finance and controller	1 Jul 2004	Other	4555061
Jerome John Heppelmann	Operating committee member, vice president and portfolio manager	1 Dec 2004	Other	2443933
Samuel Hopkins Baker	Operating committee member, vice president and portfolio manager	1 Dec 2004	Other	1850608
Dennis Patrick Chandler	Director	1 May 2007	Other	4818296
Thomas Moynihan Turpin	Chairman and director	1 May 2007	Other	1888979

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Om Group (Uk) Limited	100% shareholder of old mutual (us) holdings inc.	1 Jan 2003	75% - 100%	foreign
Old Mutual Plc	100% shareholder of om group (uk) limited	1 Jan 2003	75% - 100%	foreign

Based in Berwyn

The principal office where Liberty Ridge Capital, Inc. performs its advisory services is located at 1205 Westlakes Drive, Berwyn, PA 19312, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 610-647-4100 or by fax 610-722-5846. The normal business hours are 8:30-5:00 on Monday - Friday. You can find more information about the New York firm at www.oldmutualus.com.