Arlington Capital Management, Inc. is a large advisory firm based in Arlington Heights. It manages $202.48 million of regulatory assets for 898 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Illinois, and 4 other states.
Arlington Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Arlington Capital Management, Inc. is $202.48 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 679% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Arlington Capital Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Joseph Frank Lopresti is high net worth individuals with 74 clients and $101.95 million of assets under management. Among the 9 most similar advisory firms, Arlington Capital Management has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $194.67 million for 284 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Arlington Capital Management doesn't advise any private funds.
The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Joseph Frank Lopresti has been acting as President since 1 Mar 2001. John Thomas Hollahan joined the executive team most recently as the Chief Compliance Officer And Sr. Portfolio Manager.
The principal office where Arlington Capital Management, Inc. performs its advisory services is located at 21 S. Evergreen Avenue, Arlington Heights, IL 60005 7800, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 847-670-4030 or by fax 847-670-4034. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at arlington-capital.com.