Ubs Asset Management International Ltd (London)


Ubs Asset Management International Ltd is a large advisory firm based in London. It manages $228.44 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001.

Ubs Asset Management International provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Asset Management International: assets under management

The assets under management (AUM) of Ubs Asset Management International Ltd is $228.44 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $228.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $25.38 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ubs Asset Management International Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ubs Asset Management International Ltd

Robin William Trevor Apps has been acting as President since 1 Apr 1999. Gillian Marjorie Clarke joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Markus Harduy Ruetimann Chief operations officer 1 Apr 1989 Other 4341326
Crispian Hilary Vincent Collins Chief excutive ubs asset management limited 1 Sep 1998 Other 4341307
Michal John Whittaker Chief financial officer 1 Oct 1998 Other 4341328
Crispian Hilary Vincent Collins Director 1 Oct 1998 Other 4341307
Robin William Trevor Apps Director 1 Apr 1999 Other 4341303
Gillian Marjorie Clarke Compliance officer 1 Jul 2000 Other 4341306
Norman Duncan Cummings Director 1 Jul 2000 Other 4341312
Thomas Paul Matsen Director 1 Jul 2000 Other 4341316
Thomas Paul Madsen Director 1 Jul 2000 Other 4341316
Gillian Marjorie Clarke Director 1 Dec 2001 Other 4341306
Michael William Pavey Chairman 1 Dec 2001 Other 4519879
Matthew Thomas Stemp Director 1 Dec 2001 Other 4519882
Mark Porter Director 1 Dec 2001 Other 4519885

Based in London

The principal office where Ubs Asset Management International Ltd performs its advisory services is located at 21 Lombard Street, London, Ec3 V 9 Ah, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 020-7901-5045 or by fax 020-7901-5228. The normal business hours are 9.00am to 5.00pm on Monday - Friday.