Rollins Financial Inc (Atlanta)


Rollins Financial Inc is a large advisory firm based in Atlanta. It manages $477.08 million of regulatory assets for 732 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Arizona, California, and 18 other states.

Rollins Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and publication of newsletters. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rollins Financial: assets under management

The assets under management (AUM) of Rollins Financial Inc is $477.08 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 253% since the beginning of its operation, and $1.2 million of the total AUM is attributable to clients outside of the United States.

The firm manages $477.08 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $651.76 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 86% of the total AUM. The second-largest asset type is exchange traded securities, which make up 12% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rollins Financial Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph Rumage Rollins serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Joseph Rumage Rollins is high net worth individuals with 127 clients and $290.41 million of assets under management. Among the 8 most similar advisory firms, Rollins Financial has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $477.08 million for 730 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Rollins Financial doesn't advise any private funds.

Careers at Rollins Financial Inc

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Joseph Rumage Rollins has been acting as President since 1 Jan 1990. Edward J Wilcox joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joseph Rumage Rollins President/ceo 1 Jan 1990 75% - 100% 2078868
Robert Ernst Schultz Investment advisor rep 1 Jan 1999 Other 5338514
Edward J Wilcox Chief compliance officer 1 Dec 2004 Other 4914715

Based in Atlanta

The principal office where Rollins Financial Inc performs its advisory services is located at 3343 Peachtree Road Ne, Atlanta, GA 30326, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-892-7967 or by fax 404-875-3712. The normal business hours are 8:30am to 5:30pm on Monday - Friday. You can find more information about the New York firm at rollinsfinancial.com/ and its LinkedIn profile.