Sequoia Planning & Investments LLC is a large advisory firm based in Walnut Creek. It manages $155.33 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Texas.
Sequoia Planning & Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sequoia Planning & Investments LLC is $155.33 million. The firm's AUM has grown by 79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sequoia Planning & Investments LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Sequoia Planning & Investments is high net worth individuals with 33 clients and $150.21 million of assets under management. Among the 10 most similar advisory firms, Sequoia Planning & Investments has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $155.33 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sequoia Planning & Investments doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sequoia Planning & Investments LLC performs its advisory services is located at 1990 N. California Boulevard, Walnut Creek, CA 94596 The mailing address of the firm is 548 Market Street, San Francisco, CA 94104 5401. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (925) 934-8200 or by fax (925) 934-8210. The normal business hours are 9:30 am - 5:30 pm on Monday - Friday.