Leogroup Fund Services, LLC (Iselin)


Leogroup Fund Services, LLC is a related adviser based in Iselin. It manages $22.64 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of New Jersey and New York.

Leogroup Fund Services provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Leogroup Fund Services: assets under management

The assets under management (AUM) of Leogroup Fund Services, LLC is $22.64 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $22.64 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.64 million each.
Leogroup Fund Services has custody of $1.58 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Leogroup Fund Services, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Leogroup Fund Services serves?

The only and largest group of clients of Leogroup Fund Services is pooled investment vehicles with 1 clients and $22.64 million of assets under management. Among the 1 most similar advisory firms, Leogroup Fund Services has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $22.64 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Leogroup Fund Services also advises several private funds. Namely, one private equity fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Leogroup Fund Services, LLC

The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Matthew James Allain Ceo/manager 1 Mar 2012 Other 3267821
Kenneth Francis Dugan Partner 1 Nov 2012 Other 2417378
Jon D Rustin Chief financial officer/partner 1 Dec 2014 Other 6445364
Eric Scott Katz Chief compliance officer/partner 1 Apr 2015 Other 4024339
Michael Anthony Bohlinger Partner 1 Oct 2017 Other 4621321
Llc Leogroup Holdings Member 1 Oct 2017 75% - 100% 47-4091060

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Matthew James Allain Manager 1 Oct 2017 75% - 100% 3267821

Based in Iselin

The principal office where Leogroup Fund Services, LLC performs its advisory services is located at 100 Wood Avenue South, Iselin, NJ 08830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 732-903-2600 or by fax 732-903-2600. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at twitter.com/leogroupllc.