Julius Baer Securities Inc. (New York)


Julius Baer Securities Inc. is a large advisory firm based in New York. It manages $375 million of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 3 other states.

Julius Baer Securities provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Julius Baer Securities: assets under management

The assets under management (AUM) of Julius Baer Securities Inc. is $375 million. The firm's AUM has grown by 102% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Julius Baer Securities Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Julius Baer Securities Inc.

Alessandro Eugenio Fusina has been acting as President since 1 May 1996. Terence George Reynolds joined the executive team most recently as the First Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Julius Baer Holding Ltd. Shareholder 1 Nov 1962 75% - 100% xxx-xx-xxxx
Bernard Spilko Managing director 1 Jan 1978 Other 432161
Edward Archer Clapp First vice president 1 Mar 1983 Other 1137040
Paul Heriberto Nathan Senior vice president 1 May 1986 Other 1292872
Philip Thomas Ciriello Senior vice president 1 Feb 1988 Other 1811011
Hansruedi Huber Senior vice president 1 Jul 1992 Other 2031898
Francoise Mireille Birnholz Senior vice president 1 Dec 1994 Other xxx-xx-xxxx
Manuel John Reyes First vice president 1 Dec 1994 Other xxx-xx-xxxx
Alessandro Eugenio Fusina Director 1 May 1996 Other xxx-xx-xxxx
Benoit Rene Piussan Senior vice president 1 Oct 1997 Other 2155104
Michael Philip Baer Director 1 Jan 1998 Other 1275992
Gary Gerard Garofalo Vice president 1 Jan 1998 Other 2460336
Walter George Knabenhans Chairman 1 Apr 1998 Other xxx-xx-xxxx
Hector Luis Jr Santiago Vice president 1 Jun 1998 Other 2802405
Michel Vukotic Director 1 Dec 1998 Other xxx-xx-xxxx
Peter Klaus Reinmuth Portfolio manager 1 Apr 1999 Other 4026932
Cono Gallo Vice president 1 Dec 1999 Other 1834066
Hendricus Francisco Bocxe Vice president 1 Jul 2000 Other 2759565
Hector Luis Jr Santiago First vice president 1 Jan 2001 Other 2802405
Michael Philip Baer Chairman 1 Jan 2001 Other 1275992
Thomas Andreas Metzger First vice president 1 Jan 2001 Other 2174618
Michael Kevin Quain Vice president 1 Jan 2001 Other 1834063
Arnaud Pierre Michel Director 1 Feb 2001 Other 4362934
Thomas Andreas Metzger Senior vice president 1 Jul 2001 Other 2174618
Andrea Quapp First vice president 1 Aug 2001 Other 4460424
Holly Hylton Miller First vice president 1 Jan 2002 Other 1825978
Hansruedi Wuergler First vice president/chief risk manager 1 Mar 2002 Other xxx-xx-xxxx
Hansruedi Wuergler First vice president/chief risk manager 1 Apr 2002 Other xxx-xx-xxxx
Markus Linke Frist vice president 1 May 2002 Other 2539889
Stefan Froehlich Portfolio manager 1 Jul 2002 Other 4576540
Francis Michael Harte Senior vice president 1 Oct 2002 Other 1976402
Antoinette Hunziker Ebneter Director 1 Apr 2003 Other 18155
Hendricus Francisco Bocxe First vice president 1 Apr 2003 Other 2759565
Antoinette Christine Hunziker Ebneter Director 1 Apr 2003 Other 4672152
Terence George Reynolds First vice president 1 Jul 2004 Other 1474882

Based in New York

The principal office where Julius Baer Securities Inc. performs its advisory services is located at 330 Madison Ave, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-297-3800 or by fax 212-972-0601. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday.