Pca Investment Advisory Services, Inc. (Cincinnati)

Pca Investment Advisory Services, Inc. is a large advisory firm based in Cincinnati. It manages $426.09 million of regulatory assets for 557 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Connecticut, Florida, Illinois, and 4 other states.

Pca Investment Advisory Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pca Investment Advisory Services: assets under management

The assets under management (AUM) of Pca Investment Advisory Services, Inc. is $426.09 million. The firm's AUM has gone down by -48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $297.56 million in discretionary accounts and $128.53 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.61 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $345.51 thousand.

Pca Investment Advisory Services has custody of $131.92 million in cash and securities for 196 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 94% of the total AUM. The second-largest asset type is exchange traded securities, which make up 3% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pca Investment Advisory Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Karen Ann Seitz serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Karen Ann Seitz is pension and profit sharing plans with 9 clients and $210.16 million of assets under management. Among the 9 most similar advisory firms, Pca Investment Advisory Services has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $426.09 million for 557 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Pca Investment Advisory Services doesn't advise any private funds.

Careers at Pca Investment Advisory Services, Inc.

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Pca Investment Advisory Services, Inc. is owned by Mark Anthony Janszen. Karen Ann Seitz has been acting as President since 1 Dec 2002. Seth Robert Priestle joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Based in Cincinnati

The principal office where Pca Investment Advisory Services, Inc. performs its advisory services is located at 2133 Luray Avenue, Cincinnati, OH 45206, which is also the mailing address of the firm. An additional office of the firm is in West Chester, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513.281.3366 or by fax 513.281.3389. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at pencorp.com.

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