Villanova Investment Management Company, LLC (Berwyn)


Villanova Investment Management Company, LLC is an investment adviser to an investment company based in Berwyn. It manages $7.71 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Pennsylvania.

Villanova Investment Management Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Villanova Investment Management Company: assets under management

The assets under management (AUM) of Villanova Investment Management Company, LLC is $7.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.57 million each.
Villanova Investment Management Company has custody of $3.86 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Villanova Investment Management Company, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Villanova Investment Management Company serves?

The firm provides services to investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Villanova Investment Management Company is pooled investment vehicles with 1 clients and $3.86 million of assets under management. Among the 3 most similar advisory firms, Villanova Investment Management Company has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.71 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Villanova Investment Management Company also advises several private funds. Namely, one other private fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Villanova Investment Management Company, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Berlansky/Trumpbour Investment Management Company Owner 1 Jun 2016 75% - 100% 12-3456789
Llc Alphaone Investment Services Minority owner 1 Jun 2016 Other 149146
Donald Irving Ohara Chief compliance officer 1 Sep 2016 Other 2710243

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Rastislav Berlansky Principal & founder 1 Jun 2016 50% - 75% 5741692
Edward Anthony Trumpbour Principal & founder 1 Jun 2016 50% - 75% 1432494

Based in Berwyn

The principal office where Villanova Investment Management Company, LLC performs its advisory services is located at 1000 Chesterbrook Blvd, Berwyn, PA 19312, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 267-923-0004 or by fax 267-923-0004. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at villanovainvestco.com.