Harbor View Growth Equity Management LLC (Upper Brookville)

Name: Harbor View Growth Equity Management LLC
Address: 43 Chestnut Hill Drive, Upper Brookville, NY, 11771
Telephone: 516-759-2708

Harbor View Growth Equity Management LLC is an adviser based in Upper Brookville. It has been registered with the SEC as an adviser since 2007.

Harbor View Growth Equity Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Harbor View Growth Equity Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harbor View Growth Equity Management LLC

Joseph Patrick Scanlon has been acting as President since 1 Mar 2007. Rudolph Cleveland Carryl joined the executive team most recently as the Managing Member And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rudolph Cleveland Carryl	Managing member and chief compliance officer	1 Mar 2007	50% - 75%	1963513
Crt Capital Holdings Llc	Special member	1 Mar 2007	25% - 50%	51-0606249
David Jeffrey Amster	Chief compliance officer	1 Mar 2007	Other	2315254
Paul Gray Bigler	Coo and cfo	1 Mar 2007	Other	857419
Joseph Patrick Scanlon	President	1 Mar 2007	Other	819787

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Charles Michael Vaughn	Managing member	1 Jan 1992	Other	734142
James Christopher Young	Managing member	1 May 1993	Other	2148868
Thomas Henry Dittmer	Member	1 Jul 2005	75% - 100%	1367878
Crt Principals Llc	Member	1 Dec 2006	50% - 75%	06-1530327
Crt Investors Llc	Member	1 Dec 2006	25% - 50%	56-2306867
Savanna Investors Llc	Member	1 Dec 2006	25% - 50%	48-3469962

Based in Upper Brookville

The principal office where Harbor View Growth Equity Management LLC performs its advisory services is located at 43 Chestnut Hill Drive, Upper Brookville, NY 11771, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 516-759-2708. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.harborviewgrowth.com.