Norman L. Yu & Company, Inc. is an internet adviser based in Irvine. It manages $170 thousand of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001.
Norman L. Yu & Company provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Norman L. Yu & Company, Inc. is $170 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Norman L. Yu & Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Norman Lungsun Yu has been acting as President since 1 May 1969. Mark Victor Yu joined the executive team most recently as the Vice President.
The principal office where Norman L. Yu & Company, Inc. performs its advisory services is located at 12 Lago Norte, Irvine, CA 92612, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-854-4427. The normal business hours are 8am-4pm on Other. You can find more information about the New York firm at www.nlyco.com.