Acp Investment Group, LLC (Rye Brook)


Acp Investment Group, LLC is an adviser based in Rye Brook. It manages $19.62 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Kentucky, Maine, and New York.

Acp Investment Group provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Acp Investment Group: assets under management

The assets under management (AUM) of Acp Investment Group, LLC is $19.62 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.91 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Acp Investment Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Acp Investment Group serves?

The only and largest group of clients of Acp Investment Group is pooled investment vehicles with 4 clients and $19.62 million of assets under management. Among the 3 most similar advisory firms, Acp Investment Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $19.62 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Acp Investment Group also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $10,000 to $5,000,000.

Careers at Acp Investment Group, LLC

The company employs 8 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Laurence Geoffrey Allen Managing principal 1 Jan 2000 75% - 100% 1063970
Robert Patrick Zimmel Treasurer 1 Jan 2010 Other 2892454
Michael Joseph Schunk Chief compliance officer 1 Dec 2012 Other 732595
Dexter Barnes Iii Blake Senior principal 1 Dec 2012 Other 2272549
Llc Acp Management Managing member 1 Sep 2014 Other 47-2032119
Llc Nyppex Holdings Owner 1 Apr 2017 75% - 100% 06-1517354

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Llc Institutional Internet Ventures Majority shareholder 1 Apr 2017 50% - 75% 06-1592924

Based in Rye Brook

The principal office where Acp Investment Group, LLC performs its advisory services is located at Acp Investment Group, Llc, Rye Brook, NY 10573, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (914)-481-8000 or by fax (914) 307-2608. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at acptrs.com.