D'annunzio Consulting Group, LLC (Tacoma)


D'annunzio Consulting Group, LLC is a large advisory firm based in Tacoma. It manages $1.46 billion of regulatory assets for 47 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California and Washington.

D'annunzio Consulting Group provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and investment consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

D'annunzio Consulting Group: assets under management

The assets under management (AUM) of D'annunzio Consulting Group, LLC is $1.46 billion. The company doesn't manage any assets belonging to foreign clients.

D'annunzio Consulting Group has custody of $36.42 million in cash and securities for 30 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 33% of the total AUM. The second-largest asset type is state and local bonds, which make up 25% of the firm’s portfolio. Investments in investment and business development companies form 23% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay D'annunzio Consulting Group, LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients D'annunzio Consulting Group serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of D'annunzio Consulting Group is high net worth individuals with 30 clients and $1.18 billion of assets under management. Among the 5 most similar advisory firms, D'annunzio Consulting Group has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.46 billion for 47 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

D'annunzio Consulting Group doesn't advise any private funds.

Careers at D'annunzio Consulting Group, LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Holly Foss D'annunzio Managing member and chief compliance officer 1 Jun 2007 75% - 100% 1028065

Based in Tacoma

The principal office where D'annunzio Consulting Group, LLC performs its advisory services is located at 621 Pacific Avenue, Tacoma, WA 98402, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 253-272-1972 or by fax 253-274-5699. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at dannunzioconsulting.com.