M Financial Network Inc (Waterloo)


M Financial Network Inc is an adviser based in Waterloo. It manages $13 million of regulatory assets for 53 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Iowa.

M Financial Network provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

M Financial Network: assets under management

The assets under management (AUM) of M Financial Network Inc is $13 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $245.28 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay M Financial Network Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at M Financial Network Inc

M Financial Network Inc is owned by Stacie Lynn Brass. Parke H. Behn has been acting as President since 1 Jan 2001. Thomas Joseph Barbatti joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stacie Lynn Brass Owner 1 Jan 2001 25% - 50% 2275932
Thomas Joseph Barbatti Owner 1 Jan 2001 25% - 50% 12073
James Carleton Bosier Owner 1 Jan 2001 25% - 50% 1000882
Parke H. Behn President 1 Jan 2001 Other 4371939
Dennis Lee Eslick Owner 1 Jan 2001 25% - 50% 1139480

Based in Waterloo

The principal office where M Financial Network Inc performs its advisory services is located at 999 Home Plaza, Suite 200, Waterloo, IA 50701 The mailing address of the firm is Po Box 1230, Waterloo, IA 50704. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 319-232-5500 or by fax 319-232-5004. The normal business hours are 8 am-5 pm on Monday - Friday. You can find more information about the New York firm at networthadv.com.