Apella Capital, LLC is a large advisory firm based in Glastonbury. It manages $549 million of regulatory assets for 1,979 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.
Apella Capital provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Apella Capital, LLC is $549 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 346% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Apella Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Apella Capital is individuals with 1,229 clients and $310 million of assets under management. Among the 7 most similar advisory firms, Apella Capital has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $548 million for 1,347 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Apella Capital doesn't advise any private funds.
The company employs 16 people that are either part- or full-time employees. 81 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Apella Capital, LLC performs its advisory services is located at 151 National Drive, Glastonbury, CT 06033, which is also the mailing address of the firm. An additional office of the firm is in Cutchogue, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860.785.2260 or by fax 860.748.4961. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at apellacapital.com.