Analytic Asset Management, Inc. (New York)

Analytic Asset Management, Inc. is a large advisory firm based in New York. It manages $276.42 million of regulatory assets for 113 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Jersey, New York, Pennsylvania, and Texas.

Analytic Asset Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Analytic Asset Management: assets under management

The assets under management (AUM) of Analytic Asset Management, Inc. is $276.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 131% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $276.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.45 million each.

Analytic Asset Management has custody of $131.18 million in cash and securities for 12 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Analytic Asset Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Analytic Asset Management, Inc.

Edward Wyllys Taylor Gray has been acting as President since 1 Jun 2001. Taylor Theodor Gray joined the executive team most recently as the Managing Director / Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Wyllys Taylor Gray	President	1 Jun 2001	25% - 50%	1911169
Taylor Theodor Gray	Exec. v.p./cfo	1 Jun 2001	25% - 50%	4418997
Michele Jeanne Lemoal Gray	Shareholder	1 Jun 2001	Other	4418999
Kathleen Maguire Gray	Shareholder	1 Jun 2001	Other	4419000
William Lloyd Goldman	Executive vice president	1 Aug 2001	Other	1318399
Edward Wyllys Taylor Gray	President & ceo	1 May 2002	25% - 50%	1911169
William Lloyd Goldman	Managing director	1 May 2002	Other	1318399
Richard Thomas Arkwright	Chairman & cio	1 May 2002	Other	1519445
Jill Ann Arkwright	Managing director	1 May 2002	Other	4533300
Bernadette Eliassen	Vice president	1 Jun 2002	Other	1026531
Bernadette (Nmn) Eliassen	Vice president	1 Jun 2002	Other	1026531
John Thomas Preston	Managing director and principal	1 Feb 2004	Other	1043338
Victor Raby	Managing director	1 Oct 2004	Other	4346239
Taylor Theodor Gray	Exec. vp/cfo/chief compliance officer	1 Oct 2004	25% - 50%	4418997
Victor Oliva Raby	Managing director	1 Oct 2004	Other	4346239
Richard Thomas Arkwright	Co-chairman & cio	1 Mar 2006	25% - 50%	1519445
Jill Ann Arkwright	Evp & corp secretary	1 Mar 2006	25% - 50%	4533300
Jill Arkwright Harvey	Evp & corp secretary	1 Mar 2006	25% - 50%	4533300
Richard Thomas Arkwright	Chairman/ pres/ceo	1 Jan 2010	25% - 50%	1519445
Jill Arkwright Harvey	Evp/cio/corp secretary	1 Jan 2010	25% - 50%	4533300
Taylor Theodor Gray	Managing director / chief compliance officer	1 May 2011	Other	4418997
Richard Thomas Arkwright	President	1 May 2011	Other	1519445
Jill Arkwright Harvey	Managing director	1 May 2011	Other	4533300
Fieldpoint Private Bank & Trust	Corporate parent	1 May 2011	75% - 100%	26-2436838 ein
Robert Scott Matthews	Chairman	1 May 2011	Other	1008604

Based in New York

The principal office where Analytic Asset Management, Inc. performs its advisory services is located at 400 Park Avenue, New York, NY 10022 9490, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.