Sweetwater Investments Inc is a large advisory firm based in Redmond. It manages $465.37 million of regulatory assets for 226 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and Washington.
Sweetwater Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and consulting. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sweetwater Investments Inc is $465.37 million. The firm's AUM has grown by 1531% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sweetwater Investments Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Sweetwater Investments is high net worth individuals with 226 clients and $465.27 million of assets under management. Among the 13 most similar advisory firms, Sweetwater Investments has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $465.27 million for 226 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sweetwater Investments doesn't advise any private funds.
The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sweetwater Investments Inc performs its advisory services is located at 8561 154 Th Avenue Ne, Redmond, WA 98052, which is also the mailing address of the firm. An additional office of the firm is in Valhalla, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 425.861.0112 or by fax 425.272.4424. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at sweetwaterinv.com.