Harbor Group International, LLC (Norfolk)


Harbor Group International, LLC is a large advisory firm based in Norfolk. It manages $1.01 billion of regulatory assets for 100 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Maryland, New York, and Virginia.

Harbor Group International provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Harbor Group International: assets under management

The assets under management (AUM) of Harbor Group International, LLC is $1.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 137% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.14 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Harbor Group International, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jr. Thomas Richard Litton serves?

The only and largest group of clients of Jr. Thomas Richard Litton is pooled investment vehicles with 100 clients and $1.01 billion of assets under management. Among the 5 most similar advisory firms, Harbor Group International has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.01 billion for 100 clients. None of the firm’s clients are foreign persons or businesses.

Harbor Group International also advises several private funds. Namely, one hundred private equity funds. The minimum investment commitment required of non-related persons ranges from $100 to $30,299,642.

Careers at Harbor Group International, LLC

The company employs 78 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jr. Thomas Richard Litton has been acting as President since 1 Jul 2007. Jordan Eric Slone joined the executive team most recently as the Manager, Member Hggp Capital Xi, Llc (Relying Adviser).

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Hgi Holdings Member 1 Jul 2007 75% - 100% 54-1934716
Jordan Eric Slone Chairman / chief executive officer / director 1 Jul 2007 Other 5657101
David Joel Zwiebel Vice chairman / director 1 Jul 2007 Other 5657258
Jr. Thomas Richard Litton President 1 Jul 2007 Other 5657116
Saul (Nmn) Lubetski Vice chairman / director 1 Jul 2007 Other 2957577
Jay (Nmn) Zwiebel Executive managing director 1 Jul 2007 Other 5657120
Herbert Kay Bangel Director 1 Jul 2007 Other 5657261
Pinchas (Nmn) Mendlovic Director 1 Jul 2007 Other 5657254
Herbert K Bangel Director 1 Jul 2007 Other 5657261
Carla Ramey Stoner Chief financial officer / treasurer / secretary 1 Jan 2013 Other 5389173
Lucinda Ward Klevecz Chief compliance officer for harbor group international llc 1 Jan 2013 Other 5657081
Jr. Thomas Richard Litton Manager - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 5657116
Saul (Nmn) Lubetski Manager - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 2957577
Jay (Nmn) Zwiebel Manager - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 5657120
Pinchas (Nmn) Mendlovic Manager - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 5657254
Llc Harbor Capital Ii Member - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 46-1687488
Llc Dekel Of Virginia Member - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 26-0810578
Llc Hgi Hggp Holdings Member - hggp capital ix, llc (relying adviser) 1 Jan 2013 Other 47-1285083
Jordan Eric Slone Manager, member - hggp capital x, llc (relying adviser) 1 Dec 2015 25% - 50% 5657101
Jr. Thomas Richard Litton Manager, member - hggp capital x, llc (rellying adviser) 1 Dec 2015 Other 5657116
Saul (Nmn) Lubetski Manager, member - hggp capital x, llc (relying adviser) 1 Dec 2015 Other 2957577
Jay (Nmn) Zwiebel Manager, member - hggp capital x, llc (relying adviser) 1 Dec 2015 Other 5657120
Carla Ramey Stoner Chief financial officer, member - hggp capital x, llc (relying adviser) 1 Dec 2015 Other 5389173
Pinchas (Nmn) Mendlovic Manager - hggp capital x, llc (relying adviser) 1 Dec 2015 Other 5657254
Llc Dekel Of Virginia Member - hggp capital x, llc (relying adviser) 1 Dec 2015 Other 26-0810578
Llc Hgi Hggp Holdings Member - hggp capital x, llc (relying adviser) 1 Dec 2015 Other 47-1285083
Jordan Eric Slone Manager, member - hggp capital xi, llc (relying adviser) 1 May 2016 25% - 50% 5657101
Jr. Thomas Richard Litton Manager, member - hggp capital xi, llc (relying adviser) 1 May 2016 Other 5657116
Saul (Nmn) Lubetski Manager, member - hggp capital xi, llc (relying adviser) 1 May 2016 Other 2957577
Jay (Nmn) Zwiebel Manager, member - hggp capital xi, llc (relying adviser) 1 May 2016 Other 5657120
Carla Ramey Stoner Chief financial officer, member - hggp capital xi, llc (relying adviser) 1 May 2016 Other 5389173
Pinchas (Nmn) Mendlovic Manager - hggp capital xi, llc (relying adviser) 1 May 2016 Other 5657254
Llc Dekel Of Virginia Member - hggp capital xi, llc (relying adviser) 1 May 2016 Other 26-0810578
Llc Hgi Hggp Holdings Member - hggp capital xi, llc (relying adviser) 1 May 2016 Other 47-1285083

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Pinchas (Nmn) Mendlovic Shareholder 1 Dec 1981 25% - 50% 5657254
David Joel Zwiebel Shareholder 1 Dec 1981 25% - 50% 5657258
Jordan Eric Slone Shareholder 1 Feb 1993 50% - 75% 5657101
Harbor Group Israel (H.G.I.) Ltd. Shareholder 1 Feb 1997 75% - 100% foreign
Harbor Group Capital Corp. Member 1 Aug 1998 25% - 50% 54-1679694
Llc Dekel Of Virginia Member 1 Jul 2007 25% - 50% 26-0810578
Kamez Associates Member 1 Jul 2007 50% - 75% 11-3618336
Bo Da Incorporated Member 1 Jul 2007 25% - 50% 13-3932672
Jordan Eric Slone Member, manager 1 Jan 2013 50% - 75% 5657101
Jordan Eric Slone Member, manager 1 Jan 2014 50% - 75% 5657101
Sura Francis Katz Shareholder 1 Oct 2015 25% - 50% 6625626

Based in Norfolk

The principal office where Harbor Group International, LLC performs its advisory services is located at 999 Waterside Drive, Norfolk, VA 23510, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 757-640-0800. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at harborgroupint.com.