Dda Investors, LLC (New York)


Dda Investors, LLC is a large advisory firm based in New York. It manages $27.5 million of regulatory assets for 57 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Connecticut, Massachusetts, New Hampshire, and 4 other states.

Dda Investors provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dda Investors: assets under management

The assets under management (AUM) of Dda Investors, LLC is $27.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $482.48 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dda Investors, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dda Investors, LLC

Paul Lyons Kennedy has been acting as President since 1 Mar 2000. Dda Ownership Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Anthony Masi Shareholder 1 Nov 1998 Other 861675
Paul Lyons Kennedy Chairman/chief executive officer 1 Mar 2000 Other 1829944
Dda Ownership Llc Shareholder 1 Dec 2002 75% - 100% 47-0901728
Paul Lyons Kennedy Manager, dda ownership llc 1 Dec 2002 Other 1829944
Eighteen Seventy Corporation Member, dda ownership llc 1 Dec 2002 75% - 100% 13-3130342

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Peter Maximus Kennedy Indirect beneficial owner 1 Jun 1993 25% - 50% 267860
1870 Corp Indirect beneficial owner 1 Oct 2002 75% - 100% 13-3130342
Eighteen Seventy Corporation Indirect beneficial owner 1 Oct 2002 75% - 100% 13-3130342

Based in New York

The principal office where Dda Investors, LLC performs its advisory services is located at 150 East 52 Nd Street, 3 Rd Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-558-8800 or by fax 212-750-6230. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.