Silveroak Wealth Management LLC (Edina)


Silveroak Wealth Management LLC is a large advisory firm based in Edina. It manages $760.37 million of regulatory assets for 1,263 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Florida, and 9 other states.

Silveroak Wealth Management provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Silveroak Wealth Management: assets under management

The assets under management (AUM) of Silveroak Wealth Management LLC is $760.37 million. The firm's AUM has grown by 1391% since the beginning of its operation, and $1.3 million of the total AUM is attributable to clients outside of the United States.

The firm manages $703.39 million in discretionary accounts and $56.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $587.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $863.44 thousand.
Silveroak Wealth Management has custody of $449.35 million in cash and securities for 185 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 77% of the total AUM. The second-largest asset type is exchange traded securities, which make up 10% of the firm’s portfolio. Investments in state and local bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Silveroak Wealth Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Shannon Alan King serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Shannon Alan King is high net worth individuals with 211 clients and $725.57 million of assets under management. Among the 11 most similar advisory firms, Silveroak Wealth Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $760.37 million for 289 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Silveroak Wealth Management doesn't advise any private funds.

Careers at Silveroak Wealth Management LLC

The company employs 16 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Shannon Alan King has been acting as President since 1 Mar 2004. Timothy Mark Baranick joined the executive team most recently as the Member.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Allen B. Kaufmann Member, secretary 1 May 1999 Other 4387714
Kimberly R. Schwichtenberg Member, chief manager 1 May 1999 Other 4387718
John L. Thorvilson Member, treasurer 1 May 1999 Other 4387724
William G. Hogle Member 1 May 1999 Other 4387709
Lyle E. Olson Member 1 May 1999 Other 4387715
Perry Paul Silverman Member 1 May 1999 Other 1565473
Janet Ann Stanzak President & member 1 May 1999 Other 1314881
Kathleen Nelson Member 1 Jan 2000 Other 4387727
Shannon Alan King Member 1 Sep 2003 Other 2599999
Timothy Mark Baranick Member 1 Sep 2003 Other 4718507
Shannon Alan King President/chief compliance officer & member 1 Mar 2004 25% - 50% 2599999

Based in Edina

The principal office where Silveroak Wealth Management LLC performs its advisory services is located at 7650 Edinborough Way, Edina, MN 55435, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 952-896-5700 or by fax 952-896-5719. The normal business hours are 8:00 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at silveroakwealth.com.