Ballance Advisors Uk Limited (London)


Ballance Advisors Uk Limited is a large advisory firm based in London. It manages $235 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011.

Ballance Advisors Uk Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ballance Advisors Uk Limited: assets under management

The assets under management (AUM) of Ballance Advisors Uk Limited is $235 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $235 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $117.5 million each.
Ballance Advisors Uk Limited has custody of $235 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ballance Advisors Uk Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ballance Advisors Uk Limited

James Barrie Neave has been acting as President since 1 Oct 2010. Estrella Investments Sarl joined the executive team most recently as the Shareholder Of Dbc Holdings Limited.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Coerena Capital Limited Coerena capital limited 1 Oct 2010 75% - 100% foreign
Isobel Mary Pickett Chief compliance officer 1 Oct 2010 Other 6006682
James Barrie Neave Director 1 Oct 2010 Other 6009622
Belador Limited Sole shareholder 1 Oct 2010 75% - 100% foreign

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Equus Retirement Savings Plan Cell 146 Shareholder of eirsp investments sarl 1 Dec 2010 75% - 100% 146
Simon Andrew Pearson Member of equus retirement savings plan cell 146 1 Dec 2010 75% - 100% 6006677
Joseph David Penna Shareholder of estrella investments sarl 1 Dec 2010 75% - 100% 6006681
Dbc Holdings Limited Shareholder of coerena capital limited 1 Mar 2011 75% - 100% 105203
Aurium Limited Shareholder of belador limited 1 Mar 2011 75% - 100% 105203
Estrella Investments Sarl Shareholder of dbc holdings limited 1 Apr 2011 25% - 50% b157859
Eirsp Investments Sarl Shareholder of dbc holdings limited 1 Apr 2011 25% - 50% b158006

Based in London

The principal office where Ballance Advisors Uk Limited performs its advisory services is located at 29 Floor 30 St Mary Axe, London, Ec3 A 8 Ep, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44207-469-4225 or by fax 44207-469-4216. The normal business hours are 8:30-5:30 (gmt) on Monday - Friday. You can find more information about the New York firm at ballance-group.com/.