Usca Ria LLC is a large advisory firm based in Houston. It manages $2.96 billion of regulatory assets for 5,594 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 44 other states.
Usca Ria provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Usca Ria LLC is $2.96 billion. The firm's AUM has grown by 1451% since the beginning of its operation, and $5.4 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Usca Ria LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Usca Ria is high net worth individuals with 1,426 clients and $1.71 billion of assets under management. Among the 9 most similar advisory firms, Usca Ria has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.96 billion for 5,594 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Usca Ria doesn't advise any private funds.
The company employs 73 people that are either part- or full-time employees. 70 percent of the employees work as investment advisers or researchers. 73 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Usca Ria LLC performs its advisory services is located at 4444 Westheimer, Houston, TX 77027, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 713-366-0500. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at uscallc.com and its LinkedIn profile.