Numina Capital Management, LLC is a large advisory firm based in New York. It manages $1.04 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2014.
Numina Capital Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Numina Capital Management, LLC is $1.04 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1857% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Numina Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Numina Capital Management is pooled investment vehicles with 11 clients and $878.38 million of assets under management. Among the 8 most similar advisory firms, Numina Capital Management has the 4th lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $878.38 million for 11 clients. 83% of the firm’s clients are foreign persons or businesses.
Numina Capital Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $2,500,000 to $5,000,000.
The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Numina Capital Management, LLC performs its advisory services is located at 2 West 45 Th Street, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212 768 4250. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at numinacap.com/.