Quantitative Process, LLC is a large advisory firm based in Charlotte. It manages $204.78 million of regulatory assets for 229 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of North Carolina, South Carolina, and Texas.
Quantitative Process provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Quantitative Process, LLC is $204.78 million. The firm's AUM has grown by 5% since the beginning of its operation, and $1.18 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Quantitative Process, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Quantitative Process is pension and profit sharing plans with 48 clients and $163.37 million of assets under management. Among the 7 most similar advisory firms, Quantitative Process has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $204.78 million for 169 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Quantitative Process doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Quantitative Process, LLC performs its advisory services is located at 10700 Sikes Place, Charlotte, NC 28277, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 888-253-3292 or by fax 980-245-8991. The normal business hours are 8am - 5pm, meetings by appointment on Monday - Friday. You can find more information about the New York firm at quantpro.com.