Sturgeon Financial Group Ltd (Springboro)


Sturgeon Financial Group Ltd is a mid-sized advisory firm based in Springboro. It manages $250 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Ohio and Washington.

Sturgeon Financial Group provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sturgeon Financial Group: assets under management

The assets under management (AUM) of Sturgeon Financial Group Ltd is $250 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $250 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $250 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sturgeon Financial Group Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sturgeon Financial Group Ltd

Richard William Bradford has been acting as President since 1 Mar 2000. Robert Lawrence Kutz joined the executive team most recently as the Minority Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Cameron Michael Bernadsky Vice president 1 Mar 2000 Other 2431457
Richard William Bradford President/ceo 1 Mar 2000 25% - 50% 2706290
Karin Heather Williamson Vice president 1 Mar 2000 25% - 50% 4368053
George K Madsen Secretary/treasurer 1 Mar 2000 Other 4370683
Robert Lawrence Kutz Minority shareholder 1 Sep 2000 Other 3240092

Based in Springboro

The principal office where Sturgeon Financial Group Ltd performs its advisory services is located at 20 Triple Crown Circle, Springboro, OH 45066 The mailing address of the firm is Po Box 292707, Dayton, OH 45429. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 513-748-5109 or by fax 513-748-4275. The normal business hours are 9 - 4 on Monday - Friday.