Jones & Babson, Inc. (Minneapolis)

Jones & Babson, Inc. is a large advisory firm based in Minneapolis. It manages $1.03 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Kansas, Minnesota, and Missouri.

Jones & Babson provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jones & Babson: assets under management

The assets under management (AUM) of Jones & Babson, Inc. is $1.03 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.03 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $79.46 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Jones & Babson, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jones & Babson, Inc.

Robert Noel Sawyer has been acting as President since 1 Sep 1993. Rbc Holdings (Usa) Inc. joined the executive team most recently as the Indirect Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Business Men's Assurance Company Of America	100 % owner	1 Sep 1993	75% - 100%	44-0188050
Robert Noel Sawyer	Director	1 Sep 1993	Other	2422168
Edward Scott Ritter	Director	1 Sep 1993	Other	2287505
William Guy Cooke	Chief compliance officer	1 Nov 1998	Other	1633576
Martin Alvord Cramer	Legal and regulatory affairs vice president, secretary	1 Mar 1999	Other	1195193
Stephen Stanley Soden	Chairman, president and director	1 Feb 2000	Other	430066
Paul Bradley Adams	Director, vice president, treasurer & chief financial officer	1 Mar 2000	Other	1265392
Michael Kent Deardorff	Director	1 Dec 2000	Other	1435805
David Lee Higley	Director	1 Dec 2000	Other	xxx-xx-xxxx
David Allen Gates	Director	1 Dec 2000	Other	xxx-xx-xxxx
Martin Alvord Cramer	Chief compliance officer, legal and regulatory affairs-vice president, secretary	1 Jan 2003	Other	1195193
Martin Alvord Cramer	Compliance officer	1 May 2003	Other	1195193
John Godfrey Taft	Ceo, director	1 May 2003	Other	1007933
Lisa Ann Ferris	Director	1 May 2003	Other	2357061
Daniel Joseph Collins	Director	1 May 2003	Other	4220092
Deborah Joy Kermeen	Cfo/finop	1 May 2003	Other	2235924
Bentley Jay Anderson	Secretary	1 May 2003	Other	2754365
Rbc Dain Rauscher Corp.	Direct owner	1 May 2003	75% - 100%	41-1228350

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Generali	100% owner	1 May 1947	75% - 100%
Mediobanca	5% owner of generali	1 Jun 1978	25% - 50%
Gefina	100% owner	1 Jul 1999	75% - 100%	999
Royal Bank Of Canada	Indirect owner	1 May 2003	75% - 100%	13-5357855
Rbc Holdings (Usa) Inc.	Indirect owner	1 May 2003	75% - 100%	12-3237290
Rbc Holdings (Usa) Inc.	Indirect owner	1 Oct 2003	75% - 100%	12-3237290
Rbc Usa Holdco Corp.	Indirect owner	1 Oct 2003	75% - 100%	20-0563684

Based in Minneapolis

The principal office where Jones & Babson, Inc. performs its advisory services is located at 90 South 7 Th Street, Minneapolis, MN 55402, which is also the mailing address of the firm. An additional office of the firm is in Leawood, KS. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612-376-7095 or by fax 612-376-7005. The normal business hours are 8:00 a.m. to 4:30 p.m. on Monday - Friday.