Southfield Investment Management, Inc. is a large advisory firm based in Stamford. It manages $107.65 million of regulatory assets for 149 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Massachusetts, and 3 other states.
Southfield Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Southfield Investment Management, Inc. is $107.65 million. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Southfield Investment Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Dean Allen Godown has been acting as President since 1 Dec 1993. John Sang Hyun Kim joined the executive team most recently as the Managing Director.
The principal office where Southfield Investment Management, Inc. performs its advisory services is located at 1010 Washington Blvd, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-978-0250 or by fax 203-978-0260. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at southinvest.com.