Oxbow Advisors, LLC is a large advisory firm based in Corpus Christi. It manages $1.41 billion of regulatory assets for 1,334 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 33 other states.
Oxbow Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Oxbow Advisors, LLC is $1.41 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Oxbow Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Oxbow Advisors is high net worth individuals with 260 clients and $759.47 million of assets under management. Among the 10 most similar advisory firms, Oxbow Advisors has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.41 billion for 1,334 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Oxbow Advisors doesn't advise any private funds.
The company employs 15 people that are either part- or full-time employees. 87 percent of the employees work as investment advisers or researchers. 13 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Chance Michael Finucane has served as the Chief Investment Officer since 1 Apr 2018. Courtney Gibson Bechtol joined the executive team most recently as the Director Of Operations.
The principal office where Oxbow Advisors, LLC performs its advisory services is located at 800 North Shoreline Blvd, Corpus Christi, TX 78401, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 361-692-1296 or by fax 361-888-9342. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at oxbowadv.com.