Coldstream Capital Management Inc is a large advisory firm based in Bellevue. It manages $2.77 billion of regulatory assets for 1,046 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 15 other states.
Coldstream Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Coldstream Capital Management Inc is $2.77 billion. The firm's AUM has grown by 803% since the beginning of its operation, and $1.46 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Coldstream Capital Management Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Roger Clifford Reynolds is high net worth individuals with 556 clients and $2.41 billion of assets under management. Among the 10 most similar advisory firms, Coldstream Capital Management has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.77 billion for 1,046 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Coldstream Capital Management also advises several private funds. Namely, one hedge fund and two real estate funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $200,000.
The company employs 61 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 32 employees are registered as investment adviser representatives with the state securities authorities.
There are 7 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Roger Clifford Reynolds has been acting as President since 1 Apr 1996. Howard A. Coleman has served as the Chief Investment Officer since 1 Aug 2014. Heather Ann Bell Redman joined the executive team most recently as the Board Director.
The principal office where Coldstream Capital Management Inc performs its advisory services is located at One 100 Th Avenue Ne, Bellevue, WA 98004 The mailing address of the firm is P.O. Box 1456, Bellevue, WA 98009 1456. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 425-283-1600 or by fax 425-283-5100. The normal business hours are 7:00am- 4:00pm on Monday - Friday. You can find more information about the New York firm at coldstream.com.