Intersecurities, Inc. (St Petersburg)


Intersecurities, Inc. is a large advisory firm based in St Petersburg. It manages $1.61 billion of regulatory assets for 13,045 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Intersecurities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Intersecurities: assets under management

The assets under management (AUM) of Intersecurities, Inc. is $1.61 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $80.02 million in discretionary accounts and $1.53 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $109.31 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $124.18 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Intersecurities, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Intersecurities, Inc.

Kimberly Ann Scouller has been acting as President since 1 Jul 2003. Inc. Transamerica International Holding joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kenneth Wade Marlow Vice president, sales & marketing 1 Apr 1988 Other 1872663
William Harold Geiger Director and secretary 1 May 1990 Other 2073269
Ausa Holding Company (Ausa) Sole owner of applicant 1 Feb 1991 75% - 100% foreign
William George Cummings Vice president and treasurer - finop 1 Feb 1997 Other 2034474
Herbert Aloysius Pontzer Vice president - compliance 1 Feb 1998 Other 1586982
Cynthia Laveil Remley Vice president and associate general counsel 1 Apr 1998 Other 1887029
Teresa Joan Rooney Vice president and counsel 1 Sep 1998 Other 3200672
Scott Michael Lenhart Assistant vice president - crop 1 Mar 1999 Other 1139050
Scott Gilliam Russell Assistant vice president - srop 1 Jul 1999 Other 2409651
Thomas Raymond Moriarty President, ceo and chairman of the board of directors 1 Nov 1999 Other 1519354
Terry Lynn Garvin Vice president and director 1 Nov 1999 Other 1015519
William Harold Geiger Director and assistant secretary 1 Apr 2002 Other 2073269
Kimberly Ann Scouller Vice president, secretary and senior counsel 1 Apr 2002 Other 2687207
Thomas Raymond Moriarty President and chairman of the board of directors 1 Apr 2002 Other 1519354
Kevin Scott Bachmann Chief executive officer 1 Apr 2002 Other 1406637
Thomas Raymond Moriarty President, ceo and chairman of the board of directors 1 Jul 2002 Other 1519354
Franklyn John Wollett Vice president, secretary and senior counsel 1 Jul 2002 Other 4054875
Teresa Joan Rooney Vice president and senior counsel 1 Apr 2003 Other 3200672
Kimberly Ann Scouller Director 1 Jul 2003 Other 2687207
Scott Michael Lenhart Vice president, chief compliance officer - crop 1 Nov 2003 Other 1139050
William George Cummings Senior vice president, chief financial officer and treasurer - finop 1 Mar 2004 Other 2034474
Sandra Chappell Brown Director 1 May 2004 Other 2088836
Scott Gilliam Russell Vice president, operations - srop 1 Dec 2004 Other 2409651
Thomas Raymond Moriarty Co-president, chief operating officer, chief compliance officer, and director 1 Apr 2006 Other 1519354
Scott Michael Lenhart Vice president, regulatory compliance 1 Apr 2006 Other 1139050
Frank Joseph Rosa Director 1 Apr 2006 Other xxx-xx-xxxx
William Matthew Pienias Co-president, variable products 1 Apr 2006 Other 2725661
William Matthew Pienias Co-president, chief marketing officer 1 Jul 2006 Other 2725661
Thomas Raymond Moriarty Co-president, chief operating officer, and director 1 Aug 2006 Other 1519354
Michael Emmett Scherrman Vice president, chief compliance officer 1 Aug 2006 Other 1140628
Dionne Celeste Fajardo Vice president, regulatory compliance 1 Oct 2006 Other 2389988
Thomas Raymond Moriarty Co-president, chairman of the board 1 May 2007 Other 1519354
John Warren Joseph Chief operating officer 1 May 2007 Other 4494872
Edith W Craig Director 1 Aug 2007 Other 4693438
Edith Wylie Craig Director 1 Aug 2007 Other 4693438
Angelo Octavio Ojeda Vice president, sales and marketing 1 Oct 2007 Other 1761176
George Chuwang Chuang Vice president, chief financial officer and treasurer 1 Apr 2009 Other 3162477
Seth David Miller President and director 1 May 2009 Other 5628646
Inc. Transamerica International Holding Owner 1 Sep 2009 Other 94-2873401

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Aegon U.S. Holding Corporation Owner 1 Feb 1991 75% - 100% 13-3350744
Aegon International N.V. Owner 1 Feb 1991 75% - 100% foreign
Aegon Nv Owner 1 Feb 1991 75% - 100% foreign
The Aegon Trust Trustee 1 Feb 1991 75% - 100% 51-6513848
Aegon International B.V. Trustee 1 Feb 1991 75% - 100% 98-0341716
Inc. Aegon Usa Owner 1 Oct 1999 75% - 100% 42-1310237
Transamerica Holding Company Owner 1 Oct 1999 75% - 100% 42-1496490
L.L.C. Transamerica Holding Company Owner 1 Oct 1999 75% - 100% 42-1496490
Transamerica Corporation Owner 1 Oct 1999 75% - 100% 42-1496490
Llc Aegon Usa Owner 1 Oct 1999 75% - 100% 42-1310237
Aegon U.S. Holding Corporation Owner 1 Nov 2001 75% - 100% 13-3350744
Aegon U.S. Corporation Owner 1 Nov 2001 75% - 100% 42-1528022
Aegon U.S. Holding Corporation Owner 1 Aug 2008 75% - 100% 13-3350744

Based in St Petersburg

The principal office where Intersecurities, Inc. performs its advisory services is located at 570 Carillon Parkway, St Petersburg, FL 33716 1202 The mailing address of the firm is Po Box 9053, Clearwater, FL 33758 9053. An additional office of the firm is in Honolulu, HI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 727-299-1800 or by fax 800-660-3702. The normal business hours are 8:00 a.m. to 7:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.intersecurities.com.