Hydepark Investment Strategies,LLC (Chicago)


Hydepark Investment Strategies,LLC is a large advisory firm based in Chicago. It manages $334 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Hydepark Investment Strategies provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hydepark Investment Strategies: assets under management

The assets under management (AUM) of Hydepark Investment Strategies,LLC is $334 million. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $333 million in discretionary accounts and $1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.63 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hydepark Investment Strategies,LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hydepark Investment Strategies,LLC

David Edwin Tierney has been acting as President since 1 Aug 2001. Mary Elizabeth Keefe joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Edwin Tierney President 1 Aug 2001 75% - 100% 1790386
Charles Joseph Mcpike Manager 1 Jan 2002 Other 1790218
Mary A Posey Manager 1 Jan 2002 Other 1798911
Thomas Malkin Richards Manager 1 Jan 2002 Other 1790222
Michael Lindh Director of trading/portfolio manager 1 Jan 2002 Other 4527322
Richards & Tierney Inc Member 1 Feb 2007 75% - 100% 105636
Mary Elizabeth Keefe Chief compliance officer 1 Apr 2007 Other 4755249

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Edwin Tierney President, treasurer, principal 1 Apr 1984 25% - 50% 1790386
Thomas Malkin Richards Executive vice president, director, principal and chief compliance officer 1 Apr 1984 25% - 50% 1790222
Charles Joseph Mcpike Executive vice president, director and principal 1 Feb 1985 25% - 50% 1790218
Inc. Nuveen Investments Stockholder 1 Apr 2007 75% - 100% 36-3817286

Based in Chicago

The principal office where Hydepark Investment Strategies,LLC performs its advisory services is located at 111 West Jackson Boulevard Suite 1411, Chicago, IL 60604, which is also the mailing address of the firm. An additional office of the firm is in Ch, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-803-5520 or by fax 312-803-5521. The normal business hours are 8:30 a.m.-6:00 p.m. on Monday - Friday.