Cloud Neff & Associates, Inc (Tulsa)


Cloud Neff & Associates, Inc is a large advisory firm based in Tulsa. It manages $62 million of regulatory assets for 450 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Oklahoma.

Cloud Neff & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cloud Neff & Associates: assets under management

The assets under management (AUM) of Cloud Neff & Associates, Inc is $62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 313% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.78 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cloud Neff & Associates, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cloud Neff & Associates, Inc

David Lewis Neff has been acting as President since 1 Jun 1990. Dianne Marie Reinhold Ira joined the executive team most recently as the Unit Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Lewis Neff President 1 Jun 1990 25% - 50% 2011131
Richard Cloud Vice president 1 Jun 1990 25% - 50% 2378490
Thomas Harrison Taylor Shareholder 1 Jun 1995 Other 4370299
Harold A. Vinson Ii Shareholder 1 Jun 1995 Other 4370302
Owen L Pugh Shareholder 1 Jun 2000 Other 4514862
Marjorie C. Taylor Shareholder 1 Jun 2000 Other 4514864
William H Gertsen Shareholder 1 Mar 2001 Other 4514855
Thomas H Taylor Living Trust Shareholder 1 Jan 2002 Other 4603709
Harold A. Vinson Ii Ira Unit owner 1 Oct 2002 Other 4370302
Christopher Stephan Hunt Ira Unit owner 1 Jan 2003 Other 4789883
Richard Cloud President 1 Jul 2003 Other 2378490
William H Gertsen Vice president 1 Jul 2003 Other 4514855
Owen L Pugh Secretary - treasurer 1 Jul 2003 Other 4514862
Richard Cloud President 1 Jan 2004 Other 2378490
William H Gertsen Ira Vice president - unit owner 1 Jan 2004 Other 4514855
Owen L Pugh Ira Vp, secretary, treasurer - unit owner 1 Jan 2004 Other 4514862
Inc Cloud Neff & Associates Tax matters member 1 Jan 2004 50% - 75% 108032
Dianne Marie Reinhold Ira Unit owner 1 Mar 2004 Other 4789890
Lori Jo Kuntz Ira Unit owner 1 Mar 2004 Other 4789891

Based in Tulsa

The principal office where Cloud Neff & Associates, Inc performs its advisory services is located at 5314 South Yale, Suite 606, Tulsa, OK 74135, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 918-492-1080 or by fax 918-492-0880. The normal business hours are 9am to 4pm on Monday - Friday.