Planning Strategies, Inc. is a large advisory firm based in Lancaster. It manages $171.61 million of regulatory assets for 1,022 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Florida and Pennsylvania.
Planning Strategies provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for approximately 585 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Planning Strategies, Inc. is $171.61 million. The firm's AUM has grown by 59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Planning Strategies, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Planning Strategies is individuals with 562 clients and $99.12 million of assets under management. Among the 11 most similar advisory firms, Planning Strategies has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $171.61 million for 603 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Planning Strategies doesn't advise any private funds.
The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Planning Strategies, Inc. performs its advisory services is located at 147 North Shippen Street, Lancaster, PA 17602, which is also the mailing address of the firm. An additional office of the firm is in Hershey, PA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 717-207-7123 or by fax 717-291-1529. The normal business hours are 9am to 4pm on Monday - Friday. You can find more information about the New York firm at visitpsionline.com/ and its LinkedIn profile.