Exchange Traded Concepts, LLC is an investment adviser to an investment company based in Oklahoma City. It manages $4.26 billion of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of New York and Oklahoma.
Exchange Traded Concepts provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Exchange Traded Concepts, LLC is $4.26 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 45739% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Exchange Traded Concepts, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Exchange Traded Concepts is investment companies with 26 clients and $4.26 billion of assets under management. Among the 13 most similar advisory firms, Exchange Traded Concepts has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $4.26 billion for 27 clients. None of the firm’s clients are foreign persons or businesses.
Exchange Traded Concepts doesn't advise any private funds.
The company employs 17 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Exchange Traded Concepts, LLC performs its advisory services is located at 10900 Hefner Pointe Drive, Oklahoma City, OK 73120, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 405-778-8377 or by fax 405-896-5825. The normal business hours are 8:30 - 4:30 cst on Monday - Friday. You can find more information about the New York firm at exchangetradedconcepts.com and its LinkedIn profile.